中英互译

associated person

基本释义

Article 18 the responsible person and associated person shall conduct the business in accordance with the rules of honesty and good faith.
第18条证券商负责人及业务人员执行业务应本诚实及信用原则。
Is the account holder a member of an exchange or a regulatory or a self-regulatory organization, or an associated person, affiliated person or employee of an exchange member?
是否此账户的持有人为一个交易所或监管机构，或自我监管机构的雇员或相关人员？
To carry out cancellation registration in the event of any death, resignation, layoff, discharge, severance, or retirement of the responsible person or associated person of a securities firm.
证券商负责人或业务人员死亡、辞职、解雇、解任、资遣、退休等情事者，为注销登记。